Securities and Exchange Commission Chair Gary Gensler described his agency’s efforts to reform the market plumbing of how ...

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The US Securities and Exchange Commission isn’t giving up on a proposal to force alternative trading systems to register as ...

Alphabet , Goldman Sachs and a group of other firms agreed to pay a combined $3.8 million in civil penalties to settle U.S.

Canadians rightly have confidence in their banks. They must also have confidence in the supervision of their banks. That ...

U.S. Rep. Maxine Waters (D-Calif.), the House Financial Services Committee's ranking Democrat, suggested in a Securities and ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

As Vail Resorts reckons with both the rapid growth the company has enjoyed in the last decade and the three-year lows its ...

The U.S. Securities and Exchange Commission (SEC) brought more actions targeting regulated entities for recordkeeping violations related to employees using noncompany communications platforms, and ...

On September 9, 2024, the Chief Accountant of the U.S. Securities and Exchange Commission (SEC), Paul Munter, delivered remarks ...